Search Results for: NATIONAL ASSOCIATION OF SECURITIES DEALERS

National Association of Securities Dealers Automated Quotation System/NASDAQ

National Association of Securities Dealers Automated Quotation System/NASDAQ 〈美〉全国证券商协会自动报价系统;纳斯达克 由全国证券商协会拥有和管理的计算机化的证券报价系统,主要是进行交易记录,并向证券经纪人和经销商提供场外证券交易市场上直接交易的各种证券的报价。

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parking

parking. 1. The sale of securities subject to an agreement that the seller will buy them back at a later time for a similar price. • Parking is illegal if done to circumvent securities regulations or tax laws. It is often a method of evading the net-capital requirements of the National Association of Securities Dealers

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scalping

scalping, n. 1. The practice of selling something (esp. a ticket) at a price above face value once it becomes scarce (usu. just before a high-demand event begins). 2. The purchase of a security by an investment adviser before the adviser recommends that a customer buy the same security. • This practice is usu. considered

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over-the-counter market

over-the-counter market 柜台交易市场;交易所外市场 不在有组织的交易所买卖的证券市场。通常由买方和卖方直接通过电话或电脑撮合交易。在美国,许多较活跃的该种股票在「全国证券商协会自动报价系统——简称『纳斯达克’」〔National Association of Securities Dealers Automated Quotation System/NASDAQ〕上市交易。简作「OTC market」。

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haircut

haircut. 1. Securities. The discount required by the National Association of Securities Dealers on the value of stock that a brokerage firm holds in its own account at the time of filing a monthly report about the firm’s net capital condition. [Cases: Securities Regulation 40.13. C.J.S. Securities Regulation § 159.] 2. The difference between the

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